Our Firm

The Financial Group is a Registered Investment Adviser firm providing fee-based services. We have selected Charles Schwab & Co., Inc. as primary custodian for our clients' accounts. Schwab Advisor Services, which includes the custody, trading and support services of Charles Schwab & Co., Inc., is the leading provider of those services to independent investment advisors.

Schwab Advisor Services and Charles Schwab & Co., Inc. are divisions of The Charles Schwab Corporation which provides investing and trading services to approximately 34.4 million client accounts totaling approximately $8.24 trillion in assets (August 2023). Charles Schwab & Co., Inc. is a member of the Securities Investor Protection Corporation (SIPC) and Financial Industry Regulatory Authority (FINRA). As a member of these entities, Charles Schwab & Co., Inc. (Schwab) is subject to certain regulations intended to protect assets held in client accounts maintained at Schwab.

Firm Objectives

Many people believe that their financial well-being is linked solely to their ability to earn a high income. While that may be helpful, true financial independence has much more to do with understanding and taking advantage of the finances you have. It's more about having a clear picture of your financial objectives and learning to use financial strategies that will help you reach those objectives.

Our mission and objective is to help you plan for financial security. Whether your objectives involve providing for a comfortable income during retirement, positioning investment assets to meet your objectives, managing and preserving wealth, funding a child's college education, or protecting your estate, we can help you develop a roadmap to pursue your goals and make sound decisions to help improve your financial situation. 

The process we follow in completing a total financial plan consists of: (1) gathering and analyzing your financial situation to develop a clear picture of your specific needs and objectives, assets, liabilities, and risk tolerance; (2) designing a financial plan that takes into account the wide range of needs you have now, and those needs that you may have in the future; (3) assistance in implementing your plan; and (4) periodically reviewing your plan, consulting with you to make appropriate adjustments, and assisting you in keeping your plan on track.

If you have questions or want to schedule a complimentary meeting to discuss your specific situation, click on contact us, or call us at (909) 860-7527 or (800) 7-Wall St. We're ready to help.